Filed Pursuant to Rule 424(b)(3)
Registration No. 333-269448
PROSPECTUS SUPPLEMENT NO. 3
(to prospectus dated May 30, 2023)
AlTi Global, Inc.
Shares of Class A Common Stock
Warrants to Purchase Class A Common Stock
This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registration Statement on Form S-1 (File No. 333-269448) (as supplemented to date, the Prospectus), with the information contained in the attached Current Report on Form 8-K filed by the Company with the Securities and Exchange Commission.
This prospectus supplement updates and supplements the information in the Prospectus and is not complete without, and may not be delivered or utilized except in combination with, the Prospectus, including any amendments or supplements thereto. This prospectus supplement should be read in conjunction with the Prospectus and if there is any inconsistency between the information in the Prospectus and this prospectus supplement, you should rely on the information in this prospectus supplement. Capitalized terms used but not defined in this prospectus supplement will have the meanings given to them in the Prospectus.
Our shares of Class A Common Stock are traded on the Nasdaq Capital Market under the symbol ALTI. On June 30, 2023, the closing price of the Class A Common Stock was $7.66 per share.
Investing in our securities involves risks. You should carefully read the discussion in Risk Factors beginning on page 7 of the Prospectus and in any applicable prospectus supplement.
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if the Prospectus or this prospectus supplement is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus supplement is July 3, 2023.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 29, 2023
AlTi Global, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-40103 | 92-1552220 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
520 Madison Avenue, 21st Floor | ||
New York, New York | 10022 | |
(Address of principal executive offices) | (Zip Code) |
(212) 396-5904
(Registrants telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading |
Name of each exchange on which registered | ||
Class A common stock, par value $0.0001 per share | ALTI | Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 29, 2023, AlTi Global, Inc. (the Company), held its 2023 Annual Meeting of Stockholders (the Annual Meeting). The final voting results for the proposals submitted to a vote for the Companys stockholders at the Annual Meeting are as follows:
Proposal 1: Election of 11 directors to the Board of Directors of the Company to hold office until the Companys 2024 Annual Meeting of Stockholders or until their respective successors are elected and qualified:
Director |
Votes For |
Votes Withheld |
Broker Non-Votes | |||
Ali Bouzarif |
74,444,468 | 517,703 | 537,891 | |||
Norma Corio |
74,444,563 | 517,608 | 537,891 | |||
Nancy Curtin |
74,543,645 | 418,526 | 537,891 | |||
Kevin T. Kabat |
74,961,712 | 459 | 537,891 | |||
Timothy Keaney |
74,961,712 | 459 | 537,891 | |||
Judy Lee |
74,961,712 | 459 | 537,891 | |||
Spiros Maliagros |
74,548,443 | 413,728 | 537,891 | |||
Craig Smith |
74,444,463 | 517,708 | 537,891 | |||
Michael Tiedemann |
74,567,819 | 394,352 | 537,891 | |||
Tracey Brophy Warson |
74,961,714 | 457 | 537,891 | |||
Peter Yu |
71,756,894 | 3,205,277 | 537,891 |
Proposal 2: Ratification of the appointment of KPMG LLP as the Companys independent registered public accounting firm for the 2023 fiscal year.
Votes For |
Votes Against |
Abstentions |
Broker Non-Votes | |||
75,499,463 |
599 | 0 | 0 |
No other matters were considered or voted upon at the Annual Meeting.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ALTI GLOBAL, INC. | ||
By: | /s/ Michael Tiedemann | |
Name: Michael Tiedemann | ||
Title: Chief Executive Officer |
Date: July 3, 2023