UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.08 | Shareholder Director Nominations |
On April 11, 2023, Alvarium Tiedemann Holdings, Inc. (the “Company”) announced that the Company’s 2023 annual meeting of stockholders (the “Annual Meeting”) is expected to be held on June 29, 2023. At the Annual Meeting, it is anticipated that stockholders will consider the election of directors and the ratification of the appointment of the Company’s independent registered public accounting firm.
Because neither the Company nor Cartesian Growth Corporation (“Cartesian”), the same legal entity as the Company and the special purpose acquisition company with which the Company’s operating businesses combined in January 2024, has previously held an annual meeting of shareholders and the date of the Annual Meeting is not within 30 days of the anniversary date of the Extraordinary General Meeting held by Cartesian, the Company has set a new deadline for the receipt of stockholder proposals submitted pursuant to Rule 14a-8 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for inclusion in the Company’s proxy materials for the Annual Meeting. In order to be considered timely, such proposals must be received by the Company’s Secretary no later than April 21, 2023. Any proposal submitted after the above deadline will not be considered timely and will be excluded from the Company’s proxy materials. Proposals of stockholders must also comply with rules of the Securities and Exchange Commission (the “SEC”) regarding the inclusion of stockholder proposals in proxy materials and the Company may omit from its proxy materials any proposal that does not comply with the SEC’s rules.
Additionally, in accordance with the advance notice provisions set forth in the Company’s bylaws, in order for a stockholder proposal to be submitted outside of Rule 14a-8 of the Exchange Act or a director nomination submitted by a stockholder to be considered timely, it must be received by the Company’s Secretary no later than April 22, 2023.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALVARIUM TIEDEMANN HOLDINGS, INC. | ||
| By: | /s/ Michael Tiedemann | |
| Name: | Michael Tiedemann | |
| Title: | Chief Executive Officer | |
Date: April 11, 2023