Form 8-K
false 0001838615 0001838615 2023-03-23 2023-03-23 0001838615 us-gaap:CommonStockMember 2023-03-23 2023-03-23 0001838615 us-gaap:WarrantMember 2023-03-23 2023-03-23





Washington, D.C. 20549







Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): March 23, 2023



Alvarium Tiedemann Holdings, Inc.

(Exact name of registrant as specified in its charter)




Delaware   001-40103   92-1552220

(State or other jurisdiction

of incorporation)



File Number)


(I.R.S. Employer

Identification No.)


520 Madison Avenue, 21st Floor

New York, New York

(Address of principal executive offices)   (Zip Code)

(212) 396-5904

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class




Name of each exchange

on which registered

Class A common stock, par value $0.0001 per share   ALTI   Nasdaq Capital Market
Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50   ALTIW   Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  




Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 23, 2023, Ms. Hazel McNeilage notified Alvarium Tiedemann Holdings, Inc. (the “Company”) of her intention not to stand for re-election to the Board of Directors of the Company at the Company’s next annual meeting of stockholders. Ms. McNeilage has notified the Company that her decision not to stand for re-election is not based on any disagreement on any matter relating to the Company’s operations, policies or practices.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



/s/ Michael Tiedemann

Name:   Michael Tiedemann
Title:   Chief Executive Officer

Date: March 24, 2023